Your SAPlist U Continuing Ed Quiz
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Quiz Status: Complete
Score: 35 / 50 — Passed
Completion Date: Jun 15, 2018
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Question #1
Sally comes to you for a DOT SAP assessment. The DER tells you by telephone that Sally refused an alcohol test. In your first interview, Sally tells you that she was not performing safety-sensitive functions at the time, and that the test she refused was actually a non-DOT test.
49 CFR Part 40.261(d). Sally refused a non-DOT test. That is not a DOT violation. But, as a SAP, you don’t have authority to tell Sally that she can go back to work. Only her employer can do that. Your role would be to inform the employer of the regulation related to this situation, but first you would want to ask the DER about the details related to this case. If this was really a non-DOT test, the employer should not be requiring the employee to go through a SAP process, with DOT follow-up testing, etc.
Question #4
What do you do when an employee tells you that he will never drive a truck again, and has decided he won’t be continuing in the treatment program that you required? The employer has agreed to take him back, but he will be in a job that doesn’t require him to drive a CMV. He wants to drop out of the SAP process. What do you do?
Dear SAPlist, Vol. 2, Question #45, p. 15
Question #5
Which transportation industry tests revenue service vehicle mechanics?
“Employer Guidelines”, p. 7, (Table)
Question #6
What is the basis for DOT’s testing rules?
“Employer Guidelines”, p. 7, first question
Question #7
What should you do when an employee delays going into a treatment program, or doesn’t return your phone calls, or fails an appointment.
(Three of these are appropriate. Which three are they?)
Dear SAPlist, Vol. 2, Question #10, p. 3
Question #9
Which of these vehicles is NOT subject to DOT’s drug and alcohol testing rule?
49 CFR Part 382.103(d)(3)(i)
Question #11
A release for obtaining violation information from a previous employer must be signed by the employee, and:
(This question has more than one answer).
“Employer Guidelines”, p. 23
Question #12
You missed your requalification requirement by two months. You haven’t seen any clients during these two months. What do you do now?
Dear SAPlist, Vol. 2, Question #38, p. 12
Question #13
An employee’s supervisor calls you, and asks you to send him information that has recently returned to work in his department. You tell him you have submitted your SAP reports to the DER, and he says he doesn’t need SAP reports. He just wants whatever you can give him. What does Part 40 allow you provide to this supervisor?
Dear SAPlist, Vol. 2, Question #25, p. 8
Question #15
Under what circumstances will DOT allow an employee, who has a violation, to be returned to work without having to complete a SAP’s recommendation?
Dear SAPlist, Vol. 2, Question #29, pp. 9. Also 40.293
Question #17
One of the transportation modes is technically not under the jurisdiction of DOT. Which one is it?
“Employer Guidelines”, p. 5
Question #20
A DER calls you, and asks for the quantitation level on a marijuana test result for one of his employees.
49 CFR Part 40.163(g) (Bottom line: DOT does not want employers to know quantitation levels).
Question #24
You recommended 4 weeks of IOP. The employee has completed 2 weeks. With no income, he is having serious financial problems. You reported compliance, so he could return to work, on the condition that he complete his program. He had a negative return-to-duty test, and returned to work. The treatment provider called you to tell you that he had dropped out of treatment the day after he returned to work. What do you do?
Dear SAPlist, Vol. 2, Question #46, p. 16
Question #25
Which of the following is true of a cancelled test? (This question has more than one answer).
49 CFR Part 40.3 (Definition: cancelled test) Correct answers: a, b
Question #27
Brian Miller is an employee who comes to you after testing positive on a random test. In the first meeting, Brian tells you there are two Brian Millers in this company, and it was the other Brian Miller who should have been tested.
40.293(f)(1)
Question #28
An FMCSA employee tests positive for alcohol while on duty. In your assessment, you discover that the employee has recently started using cocaine. The employee completes your treatment recommendation, and you are now submitting your Follow-up Evaluation Report. Which of the following options accurately reflect Part 40’s regulations about the employee’s return-to-duty test?
Dear SAPlist, Vol. 2, Question #51, p. 17, and “SAP Guidelines”, Question #14, p. 18.
Question #31
An employee claims he is unable to provide a specimen. According to the regulations, he is provided with 40 ounces of water, and he must be given 3 hours in which to provide a specimen. It is now 5:00, and 3 hours would be 8:00. However, the collection site is scheduled to close at 6:00. What happens?
*Employer Guidelines*, p. 48. (In this instance, the collection site would have to make arrangements to remain open until 8:00. They would not be permitted to close at 6:00, even if that is their normal closing time. The test takes priority).
Question #32
Which transportation industry tests security personnel who carry firearms?
“Employer Guidelines”, p. 8 (Word cloud)
Question #34
As a result of your assessment, you recommend an education program for an employee. According to DOT, what is the minimum number of contact hours for that education program?
There is no reference for this question. It appears nowhere in the regulation. Service agents (networks, EAPs) who say this is a DOT requirement are making a false claim. Dear SAPlist, Vol. 1, #2, p. 1
Question #36
DOT requires pre-employment drug testing, but not pre-employment alcohol testing. Can an employer require applicants to be tested for alcohol?
Part 40 Questions and Answers, General Issues, Question #1 (last page). This is not addressed in Part 40, but in each of the modal rules. For FMCSA, read 382.301(d).
Question #37
Which drivers are not subject to testing under DOT rules?
FMCSA Guidance, April 2005, 382.103, Questions 5-9
Question #40
An employee failed to provide enough of a breath specimen for a test. As required by the regulations, the DER made arrangements for the employee to be evaluated by a pulmonary specialist. The employee said, “I’m not going to see a specialist; insurance won’t cover it, and I can’t afford it.” This would be a refusal, but who has the final authority to determine that?
“Employer Guidelines”, p. 27
Question #41
At a collection site, the donor provided a specimen, but left before the paperwork was completed. Who decides whether this is a refusal.
“Employer Guidelines”, p. 25
Question #43
A driver completes treatment at a local treatment center. You report compliance, and he returns to work. In your Follow-Up Evaluation Report, you have recommended an aftercare program, with the same treatment center where the driver had completed treatment. You receive a call from the aftercare provider, telling you that he never even started the aftercare program. What do you do?
Dear SAPlist, Vol. 2, Question #35, p. 11
Question #46
An employee at the collection site refuses to remove his coat. The collection stops. Who determines whether this is a refusal?
“Employer Guidelines”, p. 26
Question #47
You are a Substance Abuse Professional. You are retiring and closing down your practice. What do you do with the files of your DOT clients?
“Employer Guidelines”, p. 31. Also 40.349(g).
Question #48
A DER calls you and asks for your advice as to how he should handle a negative dilute test result.
49 CFR Part 40.197
Question #49
When would an employer NOT provide the names of qualified SAPs to an employee who tested positive for drugs?
49 CFR Part 40.13(a) requires DOT and non-DOT testing to be completely separate. A non-DOT positive test cannot have DOT consequences.
49 CFR Part 40.287